{\rtf1\ansi\ansicpg1252\deff0\deflang1033{\fonttbl{\f0\fnil\fcharset0 Microsoft Sans Serif;}{\f1\froman\fprq2\fcharset0 Times New Roman;}{\f2\froman\fprq2\fcharset0 Symbol;}} {\colortbl ;\red0\green0\blue0;} \viewkind4\uc1\pard\f0\fs17\par \par Elk City Wind, LLC as of 3/2/2017\par Electric MBR\par Market-Based Rate Tariff\par Effective Date:\tab\tab 08/08/2013\tab\tab\tab\tab Status:\tab\tab\tab Effective\par FERC Docket:\tab\tab ER13-01710-001\tab 422\par FERC Order:\tab\tab Delegated Letter Order\tab\tab\tab\tab Order Date:\tab\tab 11/12/2013\par Market-Based Rate Tariff, Volume No. 1, 2.0.0\tab A\par \par \pard\qc\cf1\b\f1\fs24 Elk City Wind, LLC\cf0\par \par \pard\b0\par \pard\fi-360\li720\sa240\sl276\slmult1\cf1 1.\tab\ul Availability.\ulnone Elk City Wind, LLC (\ldblquote Seller\rdblquote ) makes available under this Tariff, Volume No. 1 (the \ldblquote Tariff\rdblquote ): \cf0\par \pard\fi-360\li1440\sa240\sl276\slmult1\cf1 a)\tab Electric energy and capacity available under this Rate Schedule to any purchaser for resale.\cf0\par \cf1 b)\tab PJM: Seller offers regulation and frequency response service, energy imbalance service, and operating reserve service (which includes spinning, 10-minute, and 30-minute reserves) for sale into the market administered by the PJM Interconnection, L.L.C. (\ldblquote PJM\rdblquote ) and, where the PJM Open Access Transmission Tariff permits, the self-supply of these services to purchasers for a bilateral sale that is used to satisfy the ancillary services requirements of the PJM Office of Interconnection;\cf0\par \cf1 c)\tab New York: Seller offers regulation and frequency response service, and operating reserve service (which includes 10-minute non-synchronous, 30-minute operating reserves, 10-minute spinning reserves, and 10-minute non-spinning reserves) for sale to purchasers in the market administered by the New York Independent System Operator, Inc. (\ldblquote NYISO\rdblquote );\cf0\par \cf1 d)\tab New England: Seller offers regulation and frequency response service (automatic generator control), operating reserve service (which includes 10-minute spinning reserve, 10-minute non-spinning reserve, and 30-minute reserve service) to purchasers within the markets administered by the ISO New England, Inc. (\ldblquote ISO-NE\rdblquote );\cf0\par \cf1 e)\tab California: Seller offers regulation service, spinning reserve service, and non-spinning reserve service to the California Independent System Operator Corporation (\ldblquote CAISO\rdblquote ) and to others that are self-supplying ancillary services to the CAISO;\cf0\par \cf1 f)\tab Midwest ISO: Seller offers regulation service and operating reserve service (which include 10-minute spinning reserve and 10-minute supplemental reserve) for sale to the Midwest Independent Transmission System Operator Inc. (\ldblquote Midwest ISO\rdblquote ) and to others that are self-supplying ancillary services to Midwest ISO;\cf0\par \cf1 g)\tab Third-party ancillary services: Seller offers Regulation Service, Energy Imbalance Service, Spinning Reserves, and Supplemental Reserves. \fs26 \fs24 Sales will not include the following: (1) sales to an RTO or an ISO, \ul i.e.\ulnone , where that entity has no ability to self-supply ancillary services but instead depends on third parties; (2) sales to a traditional, franchised public utility affiliated with the third-party supplier, or sales where the underlying transmission service is on the system of the public utility affiliated with the third-party \fs26 s\fs24 upplier; and (3) sales to a public utility that is purchasing ancillary services to satisfy its own open access transmission tariff requirements to offer ancillary services to its own customers. \cf0\par \pard\fi-360\li720\sa240\sl276\slmult1\cf1 2.\tab\ul Applicability.\ulnone This Tariff is applicable to the following sales by Seller, to the extent such sales are subject to the jurisdiction of the Commission and not made pursuant to another tariff or rate schedule on file with the Commission: (a) all wholesale sales of electric energy and capacity; and (b) all sales into the ancillary service markets described in Section 1 above. \cf0\par \cf1 3.\tab\ul Rates.\ulnone All sales made under this Tariff shall be made at the rates established between the purchaser and Seller.\cf0\par \cf1 4.\tab\ul Duration.\ulnone This Tariff shall continue in effect until terminated or changed and such termination or change becomes effective in accordance with any applicable regulatory requirements.\cf0\par \cf1 5.\tab\ul Modifications.\ulnone Seller may unilaterally apply, under Federal Power Act Section 205 and the regulations promulgated thereunder, to the Commission or other regulatory agency having jurisdiction for a modification of this Tariff.\cf0\par \cf1 6.\tab\ul Other Terms and Conditions.\ulnone All other terms and conditions shall be established by agreement between the purchaser and Seller.\cf0\par \cf1 7.\tab\ul Compliance with Commission Regulations.\ulnone Seller shall comply with the provisions of 18 C.F.R. Part 35, Subpart H, as applicable, and with any conditions the Commission imposes in its orders concerning Seller\rquote s market-based rate authority, including orders in which the Commission authorizes Seller to engage in affiliate sales under this tariff or otherwise restricts or limits the Seller\rquote s market-based rate authority. Failure to comply with the applicable provisions of 18 C.F.R. Part 35, Subpart H and with any orders of the Commission concerning Seller\rquote s market-based rate authority, will constitute a violation of this Tariff.\cf0\par \cf1 8.\tab\ul Limitations and Exemptions Regarding Market-Based Rate Authority.\ulnone \cf0\fs26\par \pard\fi360\sa200\sl276\slmult1\fs24 Seller has authorization for the following waivers:\par \pard\fi-360\li1440\sa200\sl276\slmult1\tx1440\f2\u61623?\tab\f1 Waiver of requirements of Parts 41, 101, and 141, except Sections 141.14\par \pard\fi720\li720\sa200\sl276\slmult1 and 141.15;\par \pard\fi-360\li1440\sa200\sl276\slmult1\tx1440\f2\u61623?\tab\f1 Waiver of the reporting requirements of Subparts B and C of Part 35,\par \pard\fi720\li720\sa200\sl276\slmult1 except Sections 35.12(a), 35.13(b), 35.15, and 35.16; and\par \pard\fi-360\li1440\sa200\sl276\slmult1\tx1440\f2\u61623?\tab\f1 Blanket authorization under Part 34 of all future issuances of securities\par \pard\li720\sa240\tab and assumption of liability.\par \par Notwithstanding the Applicability under Section 2 above, with regard to non-affiliated persons or entities, Seller shall not make wholesale sales of energy or capacity to, or purchases of energy or capacity from, peninsular Florida without first receiving advance approval by the Federal Energy Regulatory Commission pursuant to a separate filing under Section 205 of the Federal Power Act.\cf1 \i See\i0 \i Elk City Wind, LLC\i0 , Docket No. ER10-149-000, (Dec. 31, 2009 Letter Order).\fs26 \cf0\fs24\par \pard\fi-360\li720\tx720\cf1 9.\tab\ul Seller Category:\ulnone Seller is a Category 2 seller \cf0 in the Southwest Power Pool, and is a Category 1 seller in the Northeast, Southeast, Southwest, Central, and Northwest Regions\cf1 , as defined in 18 CFR 35.36(a).\cf0\par \pard\fi360\tx720\cf1\ul\par \pard\fi-270\li630\tx720\ulnone 10.\ul Effective Date.\ulnone This Tariff shall become effective on the date specified by the Commission.\cf0\par \pard\nowidctlpar\par \pard\f0\fs17\par }